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Resource ID: #20524
Subject: Economics
Source: Wall Street Journal (New York)
Affiliation: 
Date: November 30th, 1998

Description

The story explains ways to check the background of financial advisers. The author recommends to check out the disciplinary and employment history of brokers. Simon says: "[...] Investors should generally avoid a broker whose record shows a pattern of misconduct or violations of securities laws. [...] frequent job hopping can be a sign of trouble, particularly if the broker seems to move to a new firm every year."

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