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Resource ID: #20524
Source:Wall Street Journal (New York)
The story explains ways to check the background of financial advisers. The author recommends to check out the disciplinary and employment history of brokers. Simon says: "[...] Investors should generally avoid a broker whose record shows a pattern of misconduct or violations of securities laws. [...] frequent job hopping can be a sign of trouble, particularly if the broker seems to move to a new firm every year."
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