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Resource ID: #27559
Subject: Finance
Source: Financial Planning magazine and Financial-Planning.com
Affiliation: 
Date: 2015-12-31

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FINRA, the Financial Industry Regulatory Authority, systematically purges the disciplinary histories of numerous of its member advisors, dramatically undercutting the value of its BrokerCheck system that is designed to help would-be investors scrutinize the track records of advisors, a Financial Planning investigation found.

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